Alan Streeter


W. Brennan Carley

Alan Streeter served as Managing Director, Head of Corporate Technology at Jefferies Group LLC, a global Investment Bank. Alan served the firm for 15 years, with responsibility for all aspects of Technology related to Operations, Clearance and Settlement, Middle Office, Finance and Accounting, Corporate Data, Regulatory and Compliance and Human Resources. With approximately 40 years of industry experience, Alan is an acknowledged expert in Capital Markets Technology. His breadth of management experience, of mentoring and enabling collaborative approaches to problem resolution have been the hallmark of his career as is his perseverance and attention to detail through Program execution. His experience includes:

  • Successfully completing a multiyear global Compliance Technology transformation project including implementation of a multi-product trade surveillance platform, a leading AI enabled e-communication surveillance platform, a Robotics Process Automated workflow, a new employee trading surveillance and Firm Disclosure and Questionnaire product, a refresh of the Anti-Money laundering platform, and a new learning and training platform,
  • Instituting a robust Corporate Data Platform with hundreds of feeds ensuring data integrity across critical control functions specifically Finance, Risk and Treasury
  • Enabling multiple straight through processing initiatives, retired mainframe technologies, completed industry and regulatory initiatives including T+2 and CAT and ensuring cohesive coordination between the front office and back-office technologies.

Prior to Jefferies, Alan consulted at Bearing Point, was Chief Information Officer at SG Cowen Securities Corp, and Global Head of Cash Equities Technology at Societe Generale. Prior to that, Alan was a Managing Director, Head of Applications Development at Cowen and Co.

Alan earned a B.A. in Communications from Brooklyn College and held a recent FINRA Series 99 Operations Professional license and previous Series 7 and 63 licenses.